The short answer
SurgeONE.ai and Hyperproof are both compliance tools. On published figures, Hyperproof leads on more listed integrations (200+ Hypersync connectors vs 110+ data adapters; Salesforce, Microsoft Entra, FINRA Form U4 and custodian/CRM/archive connections). Best fit: SurgeONE.ai for RIAs that need audit readiness, WSP management, marketing review and adviser due diligence in a connected workflow and Hyperproof for mid-market and enterprise teams managing several compliance frameworks across departments. Shortlist on fit, then compare quotes for the same scope.
Which should you choose?
Choose SurgeONE.ai if…
- you're among RIAs that need audit readiness, WSP management, marketing review and adviser due diligence in a connected workflow
- you're among compliance teams consolidating endpoint oversight, communications surveillance and regulatory evidence instead of managing separate point tools
- you're among firms with complex custodian, CRM and archive data that need normalization, reporting and anonymized peer benchmarks
- this Hyperproof drawback matters to you: standard subscription pricing is not publicly listed, complicating initial budget planning
Choose Hyperproof if…
- you're among mid-market and enterprise teams managing several compliance frameworks across departments
- you're among compliance teams that need automated evidence collection from cloud, ticketing, identity, and business systems
- you're among organizations combining compliance operations with risk, audit, trust, and third-party risk management
- you want the larger integration catalog (200+ Hypersync connectors vs 110+ data adapters; Salesforce, Microsoft Entra, FINRA Form U4 and custodian/CRM/archive connections)
- this SurgeONE.ai drawback matters to you: pricing is quote-based, with no public entry price, plan comparison or published free-trial terms
At a glance
| Attribute | ||
|---|---|---|
| Starting price | Custompricing as of Nov 2026 | Custompricing as of Oct 2026 |
| Pricing model | Modular subscription and services, quote-based | Annual subscription, quote-based |
| Free trial | No public free trial is listed. | Free TPRM trial includes up to five AI-driven assessments, automated risk scoring, dashboards, and one external posture snapshot per vendor. |
| Founded | 2025 | 2018 |
| Headquarters | Menlo Park, CA | Seattle, WA |
| Funding | Not published | $40M raised |
| Frameworks | SEC, FINRA and state regulatory requirements; SEC Rule 17a-4, Advisers Act Rule 204-2, FINRA Rules 3110 and 4511 cited for communications archiving | 160+ frameworks |
| Coverage | SEC, FINRA and state-regulated financial firms | 350+ organizations |
| Integrations | 110+ data adapters; Salesforce, Microsoft Entra, FINRA Form U4 and custodian/CRM/archive connections | 200+ Hypersync connectors Leads |
| Customers | Not published | 350+ |
| Rating | Not published | 4.5/5 on G2 (218 reviews) |
| Focus | RIA compliance, cybersecurity and data operations | GRC platform |
Figures are as published by each vendor or review site on the verification date. "Leads" marks the stronger published figure; it isn't a recommendation on its own.
Where each one leads
- Hyperproof: more listed integrations200+ Hypersync connectors vs 110+ data adapters; Salesforce, Microsoft Entra, FINRA Form U4 and custodian/CRM/archive connections
Pricing compared
SurgeONE.ai pricing
Custom · pricing as of Nov 2026
- Custom deploymentCustom quote
Selected compliance, cybersecurity, data and AI-governance modules, implementation and optional expert services
SurgeONE.ai says firms select modules and pillars and receive a deployment scoped to their regulatory profile, size and risk surface. Public pricing, plan rates and third-party pricing benchmarks were not available. The platform can start with one module and expand across the four pillars.
Free trial: No public free trial is listed.
Hyperproof pricing
Custom · pricing as of Oct 2026
- Free trialFree
Up to five AI-driven assessments, automated risk scoring, pre-built dashboards, one external posture snapshot per vendor, no vendor collaboration, no complex setup
- TPRM CoreCustom
AI-driven and manual assessments, custom frameworks and questionnaires, vendor collaboration workflows, continuous external posture monitoring, standard dashboards and reporting
- TPRM AdvancedCustom
Everything in Core, vendor intake and onboarding, end-to-end vendor lifecycle management, customizable workflows, custom dashboards and analytics, API access, GRC, procurement, ERP, and ticketing integrations
Hyperproof does not publish standard list pricing. Vendr reports a median annual contract value of $41,400 from 44 purchases, with average savings of 21.15%; this is a market benchmark, not an entry plan. The free TPRM trial is available without implementation, while paid TPRM Core and Advanced plans require a sales conversation.
Free trial: Free TPRM trial includes up to five AI-driven assessments, automated risk scoring, dashboards, and one external posture snapshot per vendor.
Key capabilities
SurgeONE.ai
- Compliance lifecycle management. Runs audit readiness, WSP and regulatory-change management, code-of-ethics monitoring, compliance calendars and configurable issue workflows on one audit trail.
- Marketing and e-comms review. Avery AI scans websites, email and presentations for disclosure and claims risks, while the platform supports communications surveillance and expert sign-off; Avery Actions launched October 26, 2026.
- RIA due diligence. Provides guided intake, AI prefill, risk-rated outcomes, committee review, appeals, continuous monitoring and bulk imports for RIA and adviser reviews.
- Endpoint and device trust. Cyber agents report encryption, antivirus, firewall, patches, VPN, USB, password and AI-tool activity, with scores and TrustGate access decisions through Microsoft Entra.
- Data lake and adapters. OmnibusX connects more than 110 custodians, CRMs and archives, normalizes records into a compliance data lake and supports synchronized reporting.
- Risk dashboards and benchmarks. Firm-level dashboards score risk, compare metrics with anonymized peers and deliver automated weekly, AI-prioritized leadership insights.
- AI governance and Avery Actions. Monitors AI applications and shadow AI, archives AI conversations, applies policy guardrails and logs Avery actions with human review in an exam record.
Hyperproof
- Compliance management. Automates control operations, maps common controls across frameworks, and supports continuous compliance workflows.
- Evidence collection. Uses Hypersyncs and Livesyncs to gather evidence from connected applications and cloud storage on demand or continuously.
- Risk management. Centralizes risk registers, links controls to risks, monitors emerging threats, and supports mitigation workflows.
- Audit management. Connects evidence to auditor requests, tracks missing proof, and provides audit-readiness visibility.
- Third-party risk. Automates vendor assessments, scoring, monitoring, remediation, and centralized third-party risk records.
- Trust management. Automates trust-center operations and security questionnaire responses using verified control data.
- AI-assisted GRC. Uses purpose-built agents for control mapping, evidence analysis, vendor assessments, and compliance gap identification.
Pros and cons
SurgeONE.ai
Pros
- Combines four risk domains—compliance, cyber, data and AI governance—on a shared data fabric and audit trail.
- Offers 110+ adapters and data normalization intended to reduce manual reconciliation across custodians, CRMs and archives.
- Pairs Avery automation with human review for policies, evidence gathering, due diligence and examiner-request workflows.
- Supports modular adoption, allowing firms to start with a module instead of buying every platform pillar.
Cons
- Pricing is quote-based, with no public entry price, plan comparison or published free-trial terms.
- Independent review scores, accuracy benchmarks and public customer counts are not available in the cited materials.
- Deployment is scoped to each firm’s regulatory profile, size and risk surface rather than offered as a uniform self-serve package.
- Avery Actions retains expert review, so the platform does not eliminate human compliance oversight.
Hyperproof
Pros
- Common-control mapping can reduce duplicated work across large framework portfolios.
- More than 200 Hypersync connectors support automated evidence collection from existing tools.
- The platform combines compliance, risk, audit, trust, governance, and third-party risk modules.
- A free TPRM trial lets teams run up to five AI-driven assessments without implementation.
Cons
- Standard subscription pricing is not publicly listed, complicating initial budget planning.
- Complex deployments may require separately quoted implementation, configuration, and professional services.
- The broad module set can require substantial administration and program design.
- The free offering is limited to TPRM assessments rather than the full GRC platform.
How they're similar
- Both are listed in our compliance directory.
- Both use quote-based pricing, so the final price depends on scope and negotiation.
How they differ
- Focus
- SurgeONE.ai: RIA compliance, cybersecurity and data operations
- Hyperproof: GRC platform
- Pricing model
- SurgeONE.ai: Modular subscription and services, quote-based
- Hyperproof: Annual subscription, quote-based
- Founded
- SurgeONE.ai: 2025
- Hyperproof: 2018
- Headquarters
- SurgeONE.ai: Menlo Park, CA
- Hyperproof: Seattle, WA
- Listed only for this tool
- SurgeONE.ai: SEC compliance, FINRA compliance, RIA compliance, Broker-dealer compliance, Cybersecurity, AI governance +4 more
- Hyperproof: SOC 2, ISO 27001, GDPR, HIPAA, PCI DSS, FedRAMP +6 more
Frequently asked questions
Is SurgeONE.ai cheaper than Hyperproof?
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The published prices can't be compared directly (they are quote-based, use different billing units, or aren't published), so request quotes for the same scope. SurgeONE.ai: Custom (modular subscription and services, quote-based). Hyperproof: Custom (annual subscription, quote-based). (SurgeONE.ai pricing pricing as of Nov 2026; Hyperproof pricing pricing as of Oct 2026.) Total cost depends on plan, company size and add-ons.
Which is better for startups, SurgeONE.ai or Hyperproof?
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SurgeONE.ai's published positioning doesn't single out startups; its first best-fit group is "RIAs that need audit readiness, WSP management, marketing review and adviser due diligence in a connected workflow". Hyperproof's published positioning doesn't single out startups; its first best-fit group is "Mid-market and enterprise teams managing several compliance frameworks across departments". Neither answer replaces a quote for your headcount and scope.
Can I switch from SurgeONE.ai to Hyperproof?
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Yes. They are separate products, so switching means setting up Hyperproof and reconnecting your systems. Check your SurgeONE.ai contract term and renewal date before you commit. Data migration tooling isn't covered in our sources, so ask Hyperproof whether it can import your SurgeONE.ai data.
Does SurgeONE.ai or Hyperproof have more integrations?
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Hyperproof lists more. SurgeONE.ai: 110+ data adapters; Salesforce, Microsoft Entra, FINRA Form U4 and custodian/CRM/archive connections; Hyperproof: 200+ Hypersync connectors. Vendor counts are self-reported and define "integration" differently, so check that the specific systems you use are supported.
How do SurgeONE.ai and Hyperproof reviews compare?
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SurgeONE.ai: no rating in our data; Hyperproof scores 4.5/5 from 218 reviews on G2. Ratings are third-party review-site data, not our own testing.
Do SurgeONE.ai and Hyperproof offer a free trial?
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SurgeONE.ai: No public free trial is listed. Hyperproof: Free TPRM trial includes up to five AI-driven assessments, automated risk scoring, dashboards, and one external posture snapshot per vendor.
Go deeper
SurgeONE.ai
Compliance
Hyperproof
Compliance
Sources
Vendors change pricing and features often, so confirm with each vendor before buying. How we research
SurgeONE.ai
Last verified
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